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Senior Legal & Regulatory Compliance Officer

S+P Compliance Services | Schulz & Cie. GmbH · Munich

Hybrid Senior 🇬🇧 English

Stellenbeschreibung

About the role

As a Senior Legal & Regulatory Compliance Officer you will support financial institutions in interpreting and implementing German and EU regulatory requirements. The position bridges operational compliance execution with senior legal advisory, offering a strategic impact on client compliance programmes.

Key responsibilities

  • Monitor and interpret regulatory developments from BaFin, EBA, ESMA and other EU bodies.
  • Conduct regulatory impact assessments for directives such as WpIG, WpHG, MaComp, MaRisk, and DORA.
  • Support the design and implementation of legally sound compliance frameworks.
  • Advise clients during audit preparation and supervisory communications.
  • Contribute to structured compliance concepts, documentation, and reporting.

Required profile

  • Several years of professional experience in compliance, legal advisory or regulatory risk.
  • Strong knowledge of German and EU regulatory frameworks.
  • Academic background in law, finance, economics or a related field.
  • Structured, analytical working style with confident client communication.
  • Interest in RegTech and practical regulatory implementation.

Required skills

    What we offer

    • Clearly positioned expert role with defined scope.
    • Structured onboarding and targeted certification opportunities.
    • Exposure to national and international regulatory mandates.
    • Hybrid work model, flexible hours and modern IT setup.
    • Company pension scheme and health & wellness benefits.

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    Veröffentlicht vor 3 Monaten

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    S+P Compliance Services | Schulz & Cie. GmbH

    Munich